Broward PAF April CLE "The Ins and Outs of FINRA Claims" ID=11411 (4)

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Speaker:   Scott Eichhorn, Esq. UM Associate Professor & Director of Investor Rights Clinic
Topic:   The Ins and Outs of FINRA Claims: Representing Investors in Securities Arbitration & Mediation
Description:   Join Broward PAF as guest speaker, Scott Eichhorn, Esq., UM Associate Professor and Director of UM’s Investor’s Rights Clinic leads a discussion on “The Ins and Outs of FINRA Claims: Representing Investors in Securities Arbitration and Mediation.”

Learning Objectives include:
1. Understand the role and functions of FINRA (Financial Industry Regulatory Authority) in overseeing securities arbitration claims and its significance in resolving disputes within the financial industry.
  
2. Gain insight into the process of filing FINRA claims, including the required documentation, statute of limitations, and associated costs, to equip participants with the knowledge and tools necessary to navigate the arbitration process effectively.

3. Understand how to effectively prepare a FINRA claim for resolution during mediation proceedings.


RSVP by using our Google form (https://forms.gle/qEz1MgfCpT4xBfuBA) or by emailing us at browardpaf@gmail.com. This CLE is pending approval of (1) NALA CLE and is free to all PAF members. Non-members can receive credit upon payment of $15 to BrowardPAF.

Date/Time:   Wednesday Apr-24-2024 from 12:00 PM - 1:00 PM